Paul Aguggia focuses his practice on public and private capital raising transactions, corporate reorganizations and restructurings, mergers and acquisitions, federal securities reporting, federal and state securities compliance matters and general corporate law. He provides strategic advice and counsel to public and private companies.

Mr. Aguggia also advises private investors, including private equity funds and hedge funds. He has experience with proxy contests and shareholder relations matters. Mr. Aguggia frequently advises boards of directors and committees of boards of directors on corporate governance matters, including compliance with the provisions of Sarbanes-Oxley.

Mr. Aguggia has extensive experience in the representation of financial institutions and has frequently represented mutual financial institutions with respect to mutual-to-stock conversions, mutual holding company reorganizations, charter choice and depositor/member issues.

Education

  • Duke University School of Law, J.D. (1988)
  • Colgate University, B.A. (1985)

Bar Admissions

  • Not Licensed in Georgia
  • District of Columbia
  • New York

Who We Are

What fully engaged means to me:

Financial institutions are operating in an increasingly challenging and dynamic environment. The firm is fully engaged in providing me with the tools necessary to assist and better advise my clients.

Suite 900, 607 14th Street, NW
Washington, DC, 20005-2018
USA
t +1 202.508.5812
f +1 202.204.5630
Suite 2800, 1100 Peachtree Street
Atlanta, GA, 30309-4528
USA
t +1 404.745.2521

Paul M. Aguggia

Experience Highlights

Multiple financings by Provident Bankshares Corporation
Represented Provident Bankshares Corporation in its $64.8 million private placement of convertible preferred stock and common stock and a $50 million more
Second step conversion of Naugatuck Valley Savings and Loan and related public offering for its holding company
Represented Naugatuck Valley Savings and Loan in its second step conversion from the mutual holding company to the stock holding company form of more
Internal investigation for board of directors of large community bank
Conducted internal corporate/regulatory investigation for the board of directors of a large New Jersey community bank involving whistle-blower more
Stock-for-stock acquisition of software company
Represented provider of software and technology solutions for member-based organizations in its stock-for-stock acquisition of a software company. more